• Design Phase: Our customers can leverage our vast experience in managing multiple remediation processes like KYC remediation – while designing a framework to identify the population and the strategy for remediation.
• Case Management: Ensures 100% case management and reporting during the remediation process.
• Remediation Process: Manage the end-to-end remediation process for identified population, including identification, verification, and sourcing of documents. We also review the existing KYC document to perform gap analysis in line with regulatory requirements.
• Fraud Management: Ensures reduction in fraud losses by managing end-to-end fraud management, both during the on-boarding stage to identify potential fraudulent applications as well as during the transaction monitoring phase, where fraudulent transactions are identified and blocked.
  

Future-proof, Innovative AML and KYC operating model

• End-to-end Offering: Valkeris will support your operations and either bring relevant technology assets or maintain your existing applications.
• Build Operate and Transfer: Customers engage us in creating an utility model across banking products for multiple geographies, where our clients intend to run the operation once we establish and optimize.
• Managed Services: Valkeris brings our process and operational expertise to run our customer’s KYC & AML operations through our global delivery centers, including delivering operations from near-shore, off-shore, on-shore and client locations.

INTEGRATION

• Single, Integrated platform can be fully integrated with a Client Lifecycle Management solution.

CAPABILITIES

• Efficiently manages all KYC and regulatory compliance requirements from initial take-on right through the entire client lifecycle,
• Efficiently manages ad-hoc and event-triggered reviews, data and documentation refreshes.
• Accurately measure and monitor the risk exposure presented by clients, and minimize this risk by ensuring continued compliance throughout the client lifecycle.
• Risk-rating score based on the data provided dictates the level of due diligence the legal entity will have to undergo – either a standard level of due diligence (CDD), an enhanced level of due diligence (EDD) for a higher-risk entity and ongoing due diligence (ODD) as risk changes over time
• Rules-driven risk-scoring enables financial institutions to focus resources on performing KYC reviews for higher-risk legal entities.

REGULATORY

• Regulatory Rules Engine provides dynamic decision tree intelligence to determine the regulatory journey of the client.
• Regulatory Rules Engine provides regulations, KYC questionnaires, classifications and risk assessments that need to be adhered to and performed.
• Regulatory Rules Engine determines all of the client and counterparty data and documentation that is required to support the KYC and regulatory compliance obligations.

PERFORMANCE

• Advanced Capacity Management provides the ability to smooth out demand for reviews throughout the year based on client risk ratings and the availability of compliance review resources.
• Improve Operational Efficiencies, Reduce Cost of Compliance
• Optimized workflow automation ensures the systemized enforcement of data, document gathering and compliance requirements across the bank, promoting an institution-wide, single client view.